What is Nostr?
cnbc.com_2 / CNBC Business
npub157t…c5gk
2024-09-25 14:52:05

SEC charges Merrill Lynch, Harvest Volatility Management for ignoring client investment limits

SEC charges Merrill Lynch, Harvest Volatility Management for ignoring client investment limits


They will pay a combined $9.3 million after the Securities and Exchange Commission charged them for exceeding clients' investment limits over a two-year period.

https://www.cnbc.com/2024/09/25/sec-charges-merrill-lynch-harvest.html
Author Public Key
npub157tna3gjn29u0hggsf0kv24e5qe3s5utp63qgvutffl2dps4qfrqk2c5gk